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Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-22
  • NC RA
    APPROVED
    Since 2019-10-22

Branch Locations

Wilmington, NC • United States

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp. Palm Beach Gardens FL 04/2007 Present
Liberty One Investment Management Libertyville IL 06/2019 Present
Previous Registrations
  • 2007-04-19 → 2026-04-15
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Wilmington, NC
    Wilmington, NC
  • 2005-10-20 → 2007-01-08
    New York, NY
  • 2003-02-11 → 2005-10-19
    First Allied Securities, Inc.
    Lincolnshire, IL
  • 2002-08-27 → 2003-02-04
    Ws Griffith Securities, Inc.
    Rosemont, IL
Other Businesses

1. 818 Capital Group, LLC; Salaried Employee Since April 2007. Customer Service/Payroll Company,160 Hours a month during securities trading hours. 2. Liberty One Investment Management, LLC - Business Development Team member. Works closely with various Financial Advisors who utilize Liberty One strategies with their clients. Investment committee member. Coaches and mentors other Business Development teammates. 90% of Peter's time is spent fulfilling his Liberty One responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-22
S63 Uniform Securities Agent State Law Examination 1991-10-03
  • S65 Uniform Investment Adviser Law Examination
    2002-08-22
  • S63 Uniform Securities Agent State Law Examination
    1991-10-03

View on SEC IAPD

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