Deborah Lynn Mcwilliams

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Charlotte, NC
• 11/2016 → 12/2018
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 12/2018 → Present
  Mariner Wealth Advisors
  Charlotte, NC

Previous Registrations

• 2013-11-01 → 2018-12-14
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2002-04-26 → 2013-11-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC

Other Businesses

WINGS Scholarships and Mentoring Program, Investment related: N, Charlotte, NC, a non-profit organization which awards scholarships, Event Chair, 07/06/2025, 5 hours/month, 1 hour/month during trading hours, help organize scholar and donor celebration events. Women's Impact Fund; not investment related; no specific address; non-profit; volunteer; start date 9/1/24; 1 hour /month, 0 during trading hours; grant committee

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-21
• S63 Uniform Securities Agent State Law Examination
  1992-05-06

Designations

• Certified Financial Planner

Other Names

• Deborah Lynn Mcwilliams
• Deborah Lynn Chapman
• Deborah Lawhon
• Deborah Lynn Mcwillimas
• Deborah Mcwilliams Lawhon
• Deborah M Wiles
• Deborah L Mcwilliams