Richard Matthew Costello

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 02/2025
  Group Insurance Solutions
  Wilmington, DE
• 03/2006 → 09/2020
  Securities Service Network, Inc.
  Wilmington, DE
• 09/2020 → 06/2024
  Securities America, Inc.
  Wilmington, DE
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Wilmington, DE
• 06/2024 → 02/2025
  Osaic Wealth, Inc.
  Wilmington, DE
• 06/2024 → 02/2025
  Osaic Wealth, Inc.
  Wilmington, DE
• 02/2025 → Present
  Ameriprise Financial Services Llc
  Wilmington, DE

Previous Registrations

• 2024-06-14 → 2025-02-05
  Osaic Wealth, Inc.
  Wilmington, DE
• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Wilmington, DE
• 2016-08-29 → 2020-09-18
  Ssn Advisory, Inc.
  Wilmington, DE

Other Businesses

Real Estate Ownership; Single Family; 102 Princeton Ave, , Lavallette, NJ, 08735; Not Investment-Related; 01/01/1995. Business Ownership; Group Insurance Solutions; Owner; Insurance Agency for health insurance sales and service to individuals and small businesses. Group Insurance Solutions is licensed with multiple insurance carriers.; 3513 Concord Pike, Suite 3400, Wilmington, DE, 19803; Not Investment-Related; 01/01/2002; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Kimberlee M. O. LLC; Contractor; Retail; 3513 Concord, , Wilmington, DE, 19803; Investment-Related; 02/04/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-23
• S63 Uniform Securities Agent State Law Examination
  1991-09-24

Designations

• Chartered Financial Consultant