Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-03
PA RA APPROVED 2025-02-03
  • DE RA
    APPROVED
    Since 2025-02-03
  • PA RA
    APPROVED
    Since 2025-02-03

Branch Locations

67 Wilmington W Chester Pike, Chadds Ford, PA 19317 • United States

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Group Insurance Solutions Wilmington DE 07/2002 02/2025
Securities Service Network, Inc. Wilmington DE 03/2006 09/2020
Securities America, Inc. Wilmington DE 09/2020 06/2024
Securities America Advisors, Inc. Wilmington DE 09/2020 06/2024
Osaic Wealth, Inc. Wilmington DE 06/2024 02/2025
Osaic Wealth, Inc. Wilmington DE 06/2024 02/2025
Ameriprise Financial Services Llc Wilmington DE 02/2025 Present
  • 07/2002 → 02/2025
    Group Insurance Solutions
    Wilmington, DE
  • 03/2006 → 09/2020
    Securities Service Network, Inc.
    Wilmington, DE
  • 09/2020 → 06/2024
    Securities America, Inc.
    Wilmington, DE
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Wilmington, DE
  • 06/2024 → 02/2025
    Wilmington, DE
  • 06/2024 → 02/2025
    Wilmington, DE
  • 02/2025 → Present
    Wilmington, DE
Previous Registrations
  • 2024-06-14 → 2025-02-05
    Wilmington, DE
  • 2020-09-18 → 2024-06-14
    Securities America Advisors, Inc.
    Wilmington, DE
  • 2016-08-29 → 2020-09-18
    Ssn Advisory, Inc.
    Wilmington, DE
Other Businesses

Real Estate Ownership; Single Family; 102 Princeton Ave, , Lavallette, NJ, 08735; Not Investment-Related; 01/01/1995. Business Ownership; Group Insurance Solutions; Owner; Insurance Agency for health insurance sales and service to individuals and small businesses. Group Insurance Solutions is licensed with multiple insurance carriers.; 3513 Concord Pike, Suite 3400, Wilmington, DE, 19803; Not Investment-Related; 01/01/2002; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Kimberlee M. O. LLC; Contractor; Retail; 3513 Concord, , Wilmington, DE, 19803; Investment-Related; 02/04/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-23
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S65 Uniform Investment Adviser Law Examination
    1994-11-23
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chadds Ford, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor