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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-03 |
| PA | RA | APPROVED | 2025-02-03 |
Branch Locations
67 Wilmington W Chester Pike, Chadds Ford, PA 19317 • United States
3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States
Wilmington, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Group Insurance Solutions | Wilmington | DE | 07/2002 | 02/2025 |
| Securities Service Network, Inc. | Wilmington | DE | 03/2006 | 09/2020 |
| Securities America, Inc. | Wilmington | DE | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Wilmington | DE | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Wilmington | DE | 06/2024 | 02/2025 |
| Osaic Wealth, Inc. | Wilmington | DE | 06/2024 | 02/2025 |
| Ameriprise Financial Services Llc | Wilmington | DE | 02/2025 | Present |
Real Estate Ownership; Single Family; 102 Princeton Ave, , Lavallette, NJ, 08735; Not Investment-Related; 01/01/1995. Business Ownership; Group Insurance Solutions; Owner; Insurance Agency for health insurance sales and service to individuals and small businesses. Group Insurance Solutions is licensed with multiple insurance carriers.; 3513 Concord Pike, Suite 3400, Wilmington, DE, 19803; Not Investment-Related; 01/01/2002; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Kimberlee M. O. LLC; Contractor; Retail; 3513 Concord, , Wilmington, DE, 19803; Investment-Related; 02/04/2025; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-24 |
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