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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-09-28 |
| TN | RA | APPROVED | 2004-08-09 |
Branch Locations
323 W Main St, Hendersonville, TN 37075-3320 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hendersonville | TN | 08/2004 | Present |
(1) 08/06/2004: COLLIER WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 323 W MAIN ST HENDERSONVILLE, TN 37075-3320 (2) 9/21/2010 - NO BUSINESS NAME - NOT INV REL - NOTARY - 1% OF TIME SPENT - NOTARY FOR SUMNER COUNTY, TENNESSEE. (3) 10/23/2014 - NO BUSINESS NAME - INV REL - 323 W MAIN ST, HENDERSONVILLE, TN 37075-3320 - NON-VARIABLE INSURANCE - START 10/21/2014 - 1 HR/MO ALL DURING SECS TRDG HRS - WRITE LIFE, LONG TERM CARE AND FIXED ANNUITY BUSINESS WITH OUTSIDE COMPANIES OCCASIONALLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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