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Frederick Paul Reiner

Wells Fargo Clearing Services, LLC

Burlington, VT

Williston, VT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-19
TX RA APPROVED 2022-07-19
VT RA APPROVED 2022-07-19
  • NY RA
    APPROVED
    Since 2022-07-19
  • TX RA
    APPROVED
    Since 2022-07-19
  • VT RA
    APPROVED
    Since 2022-07-19

Branch Locations

180 Battery St Ste 300, Burlington, VT 05401 • United States

Williston, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. South Burlington VT 03/2013 06/2022
Wells Fargo Clearing Services, Llc Burlington VT 07/2022 Present
Previous Registrations
  • 2013-04-23 → 2022-07-19
    Citizens Securities, Inc.
    Rutland, VT
    White River Junction, VT
    White River Junction, VT
    Woodstock, VT
    Shelburne, VT
    South Burlington, VT
    St. Albans, VT
    Middlebury, VT
    Vergennes, VT
    Albany, NY
    Albany, NY
    Burlington, VT
    Williston, VT
    Essex Junction, VT
    Montpelier, VT
    Bennington, VT
    Burlington, VT
    Montpelier, VT
    Williston, VT
    Essex Junction, VT
  • 2009-06-01 → 2013-04-10
    Morgan Stanley
    Colchester, VT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Burlington, VT
  • 1999-02-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Burlington, VT
    Burlington, VT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-21
S65 Uniform Investment Adviser Law Examination 1999-01-21
  • S63 Uniform Securities Agent State Law Examination
    1999-01-21
  • S65 Uniform Investment Adviser Law Examination
    1999-01-21

View on SEC IAPD

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