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2225 Lexington Road, Louisville, KY 40206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-05-12 |
Branch Locations
30A Maple Street, Somerville, NJ 08876 • United States
1124 Route 202 South Unit A6, Raritan, NJ 08869 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Client Services Llc | Louisville | KY | 05/2010 | Present |
CERTIFIED RACQUETTE PRO-INSTRUCTION 1978 24/MO NONE DURING SEC TRADING HOURS. TEACH RACQUETBALL. HOSPITALITY CONSULTANT (MYSTERY SHOPPER) 1991 6 HRS/MO NONE DURING SEC TRADING HRS. ASSESS FOOD AND BEVERAGE QUALITY STANDARDS. BOTH 103 FRANKLIN CT FLEMINGTON NJ 08822 CONCORD RIDGE HOMEOWNERS ASSOC, 1 CLUBHOUSE RD, FLEMINGTON, NJ 08822. NON SECURITIES RELATED. BOARD MEMBER: REVIEW OPERATING POLICIES OF COMMUNITY TO PROTECT AND ENHANCE THE VALUE. MEET WITH BOARD ONCE PER MONTH AT NIGHT TO GO OVER OPERATING POLICIES, COMPLIANCE AND FINANCIAL CONDITION OF COMMUNITY. START DATE: 4/1/2011. 8-10 HOURS PER MONTH; NONE DURING TRADING HOURS. NO ANNUAL EARNINGS. FLEMINGTON BUSINESS IMPROVEMENT DISTRICT, 123 MAIN ST, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. CAR SHOW VOLUNTEER FOR NON-PROFIT REVITALIZATION ORGANIZATION. START DATE: 5/1/13. 8 HOURS PER MONTH, NONE DURING TRADING HOURS, NO ANNUAL EARNINGS. FLEMINGTON LIONS CLUB, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. NON-PROFIT ORGANIZATION, FUND-RAISING, CHOOSE SCHOLOARSHIP WINNERS. START DATE: 10/19/98. 2 HOURS PER MONTH, 1-2 DURING TRADING HOURS, NO ANNUAL EARNINGS. CRUMP INSURANCE SVCS, GENERAL AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS LIFE INSURANCE SALES. START DATE: 11/16/2005. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS. BENEFIT MALL, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 11/18/1999. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $20,000 ANNUAL EARNINGS. MARTIN FINANCIAL GROUP, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 8/17/2012. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-23 |
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