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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-05-12
  • NJ RA
    APPROVED
    Since 2010-05-12

Branch Locations

30A Maple Street, Somerville, NJ 08876 • United States

1124 Route 202 South Unit A6, Raritan, NJ 08869 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Llc Louisville KY 05/2010 Present
Previous Registrations
  • 2008-02-01 → 2010-05-13
    Woodbury Financial Services, Inc.
    Flemington, NJ
    Louisville, KY
    Flemington, NJ
  • 2002-06-05 → 2008-02-06
    1717 Capital Management Company
    Flemington, NJ
    Flemington, NJ
Other Businesses

CERTIFIED RACQUETTE PRO-INSTRUCTION 1978 24/MO NONE DURING SEC TRADING HOURS. TEACH RACQUETBALL. HOSPITALITY CONSULTANT (MYSTERY SHOPPER) 1991 6 HRS/MO NONE DURING SEC TRADING HRS. ASSESS FOOD AND BEVERAGE QUALITY STANDARDS. BOTH 103 FRANKLIN CT FLEMINGTON NJ 08822 CONCORD RIDGE HOMEOWNERS ASSOC, 1 CLUBHOUSE RD, FLEMINGTON, NJ 08822. NON SECURITIES RELATED. BOARD MEMBER: REVIEW OPERATING POLICIES OF COMMUNITY TO PROTECT AND ENHANCE THE VALUE. MEET WITH BOARD ONCE PER MONTH AT NIGHT TO GO OVER OPERATING POLICIES, COMPLIANCE AND FINANCIAL CONDITION OF COMMUNITY. START DATE: 4/1/2011. 8-10 HOURS PER MONTH; NONE DURING TRADING HOURS. NO ANNUAL EARNINGS. FLEMINGTON BUSINESS IMPROVEMENT DISTRICT, 123 MAIN ST, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. CAR SHOW VOLUNTEER FOR NON-PROFIT REVITALIZATION ORGANIZATION. START DATE: 5/1/13. 8 HOURS PER MONTH, NONE DURING TRADING HOURS, NO ANNUAL EARNINGS. FLEMINGTON LIONS CLUB, FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. NON-PROFIT ORGANIZATION, FUND-RAISING, CHOOSE SCHOLOARSHIP WINNERS. START DATE: 10/19/98. 2 HOURS PER MONTH, 1-2 DURING TRADING HOURS, NO ANNUAL EARNINGS. CRUMP INSURANCE SVCS, GENERAL AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS LIFE INSURANCE SALES. START DATE: 11/16/2005. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS. BENEFIT MALL, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 11/18/1999. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $20,000 ANNUAL EARNINGS. MARTIN FINANCIAL GROUP, AGENT - FLEMINGTON, NJ 08822 NON-SECURITIES RELATED. PROCESS GROUP HEALTH INSURANCE. START DATE: 8/17/2012. 8 HOURS PER MONTH, 8 DURING TRADING HOURS, $10,000 ANNUAL EARNINGS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23

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