Frank Richard Petrilli

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 01/2017
  Hsbc Securities (Usa) Inc.
  Yonkers, NY
• 01/2017 → 04/2021
  Hsbc Bank Usa N.A.
  Scarsdale, NY
• 06/2021 → 07/2023
  Citigroup
  New York, NY
• 01/2017 → 04/2021
  Hsbc Securities (Usa) Inc
  Scarsdale, NY
• 07/2023 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 07/2023 → Present
  Apple Bank
  Larchmont, NY

Previous Registrations

• 2021-06-14 → 2023-06-27
  Citigroup Global Markets Inc.
  Greenwich, CT
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2013-05-30 → 2021-06-28
  Hsbc Securities (Usa) Inc.
  Mamaroneck, NY
  Yonkers, NY
  Pelham, NY
  New Rochelle, NY
  Bronxville, NY
  Mamaroneck, NY
  Scarsdale, NY
  Mamaroneck, NY
  White Plains, NY
  White Plains, NY
  Bronxville, NY
• 2012-01-09 → 2013-05-13
  People'S Securities, Inc.
  Bridgeport, CT
  Scarsdale, NY
  Mount Kisco, NY
  White Plains, NY
  Thornwood, NY
  Mamaroneck, NY
  Bronxville, NY
  New Rochelle, NY
  Port Chester, NY
  Ossining, NY
  Peekskill, NY
• 2009-10-23 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 2007-10-10 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Glen Rock, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-10-08
• S63 Uniform Securities Agent State Law Examination
  1991-10-11