Michelle L Mikos

Current Employers

Employment History

• 09/2006 → Present
  Invesco Distributors, Inc.
  Downers Grove, IL
• 06/2015 → Present
  Invesco Advisers, Inc.
  Downers Grove, IL

Previous Registrations

• 2005-10-11 → 2006-04-04
  Morgan Stanley Dw Inc.
  Riverwoods, IL

Other Businesses

WOMEN IN ETFS; INVESTMENT RELATED; 7501 WISCONSIN AVENUE, SUITE 1000E, BETHESDA, MD 20814; ETF INDUSTRY NETWORKING ORGANIZATION WITH INTENT TO FOSTER, SUPPORT, CONNECT AND ADVOCATE WOMEN IN LEADERSHIP IN FINANCE AND SPECIFICALLY WOMEN IN ETFS ; FOUNDING MEMBER, BOARD MEMBER, SECRETARY; START: 01/2014; 30HRS/MO, 1HR DURING TRADING HOURS; COMPLETING LEGAL DOCUMENTATION FOR OFFICIAL TAX STATUS STRUCTURE. THIS IS A NETWORKING AND EDUCATION ORGANIZATION. (2) MINERVA VENTURES; INVESTMENT RELATED; 13 WINCHESTER ROAD, OXFORD, OX2 6NA, UNITED KINGDOM; TO PROVIDE INDUSTRY KNOWLEDGE AND MENTORSHIP TO WOMEN-FOUNDER AND WOMEN-LED SMALL, PRIVATE, AND/OR START-UP BUSINESSES. THERE IS A VENTURE CAPITAL AND INVEST IN FEMALE FOUNDER COMPONENT OF THIS BUSINESS OF WHICH I WILL NOT BE PART.; NON-EXECUTIVE, NON-COMPENSATED, NON-BOARD ADVISOR TO EXECUTIVE NETWORKING PROGRAM; START: 07/2021; 02HRS/MO, NOT DURING TRADING HOURS; MINERVA VENTURE HAS TWO KEY COMPONENTS: 1) A NEWLY ESTABLISHED VENTURE CAPITAL FUND THAT EXPRESSLY SEEKS TO INVEST IN FEMALE FOUNDER AND FEMALE LED BUSINESSES, AND 2) A GLOBAL EXECUTIVE WOMEN NETWORK THAT CONNECTS MENTORS TO MENTEES. I WILL HAVE ABSOLUTELY NO INVOLVEMENT IN THE VENTURE CAPITAL SIDE OF MINERVA'S BUSINESS AND I HAVE MADE THIS CLEAR TO THE FOUNDERS. I WILL NOT INTRODUCE THEM TO DEALS, I WILL NOT BE A PART OF DEAL DUE DILIGENCE, I WILL HAVE NO INVOLVEMENT IN OVERSIGHT OF OR CONNECTION TO FUNDS. MY ROLE WILL FOCUS ON THE GLOBAL EXECUTIVE WOMEN NETWORK. THIS NETWORK - ROOTED IN VOLUNTEER MENTOR MBAS FROM OXFORD AND CAMBRIDGE - WILL CONNECT WOMEN IN ANY INDUSTRY NEWER IN THEIR CAREERS TO WOMEN MORE ESTABLISHED IN THEIR CAREERS. I WILL HELP INTRODUCE MINERVA TO FEMALE MENTORS IN MY PERSONAL NETWORK ACROSS US ASSET MANAGEMENT AND US ETFS. I WILL ACT AS A MENTOR IN THIS NETWORK AS WELL. MENTORSHIP FOCUSES ON PROFESSIONAL DEVELOPMENT - PROFESSIONAL EQ, SKILLS DEVELOPMENT, HOW TO BUILD A NETWORK AND LEARN NEW TRADES, ETC. - AND WILL NOT FOCUS ON INVESTMENT MANAGEMENT EDUCATION OR IDEATION. MY ROLE IS NOT A BOARD ROLE. MY ROLE IS NOT A DIRECTOR ROLE. I WILL RECEIVE NO COMPENSATION. (3) UNIVERSITY OF OXFORD: INFORMAL INVESTING DISCUSSION GROUP WITH 3 STUDENTS FROM MBA PROGRAM GRADUATED 2022; NOT INVESTMENT RELATED; UNIVERSITY OF OXFORD, OXFORD, OX 12JD, UK; I GRADUATED FROM A MBA PROGRAM AT THE UNIVERSITY OF OXFORD IN 2022. 3 OF MY FRIENDS AND CLASSMATES HAVE AN INFORMAL INVESTMENT DISCUSSION GROUP: WE DISCUSS MARKETS, AND ONE OF THE OTHER STUDENTS RUNS A HYPOTHETICAL MODEL PORTFOLIO WHERE NO REAL TRADES TAKE PLACE AND NO MONEY ACTUALLY FOLLOWS IT - ALL SOLELY HYPOTHETICAL AND FOR ILLUSTRATIVE PURPOSES ONLY. THIS IS NOT A FORMAL INVESTMENT CLUB, RATHER A STUDY GROUP THAT IS CONTINUING TO KEEP IN TOUCH FOLLOWING MY MBA PROGRAM - FELLOW FINANCE STUDENTS. I WILL BE FOLLOWING ALL RULES OF OUR INDUSTRY - NOT GIVING RECOMMENDATIONS, NOT GIVING ANY INVESCO NON PUBLIC INFORMATION. I MAY FROM TIME TO TIME USE INVESCO WEBSITE, MORNINGSTAR, BLOOMBERG TO LOOK UP PUBLIC DATA LIKE PERFORMANCE AND FLOWS THAT WILL BE USED IN OUR DISCUSSIONS; PLEASE NOTE THAT I RESPONDED "NO" TO THE QUESTION ABOVE ON INVESTMENT RELATED BECAUSE THIS IS NOT A BUSINESS; START: 11/2022; 1-2 HRS A QUARTER, 1- 2 HRS A QUARTER DURING TRADING HOURS; THIS INFORMAL INVESTMENT DISCUSSION STUDY GROUP MEETS 1-2X A QUARTER TO DISCUSS MARKETS, FINANCIAL HEADLINES, AND A HYPOTHETICAL MODEL RUN BY ONE OF MY CLASSMATES.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-10