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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-11
LA RA APPROVED 2017-11-30
  • TX RA
    APPROVED_RES
    Since 2025-04-11
  • LA RA
    APPROVED
    Since 2017-11-30

Branch Locations

100 Veterans Memorial Blvd, Metairie, LA 70005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Metairie LA 08/1992 10/2017
Paragon Financial Group, Inc. Metairie LA 03/1995 Present
Securities America Advisors, Inc. Metairie LA 06/1997 10/2017
Ron Carazo & Associates, Llc Metairie LA 01/1990 Present
  • 08/1992 → 10/2017
    Securities America, Inc.
    Metairie, LA
  • 03/1995 → Present
    Paragon Financial Group, Inc.
    Metairie, LA
  • 06/1997 → 10/2017
    Securities America Advisors, Inc.
    Metairie, LA
  • 01/1990 → Present
    Ron Carazo & Associates, Llc
    Metairie, LA
Previous Registrations
  • 2002-04-09 → 2017-11-03
    Securities America Advisors, Inc.
    Metairie, LA
Other Businesses

VACATION HOME RENTALS; SANTA ROSA BEACH, FL; BEGINNING FEBRUARY 2006. 1% TIME SPENT INSURANCE SALES- AGENT- INVESTMENT RELATED- START DATE: 1/ 1990 LOCATED AT 111 VETERANS MEMORIAL BLVD SUITE #1500; METAIRIE, LA 70005 Affiliate: Spire Wealth Management - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 11/2017 LOCATED AT 111 VETERANS MEMORIAL BLVD SUITE #1500; METAIRIE, LA 70005 Carazo Wealth Management, LLC, LLC PASS THROUGH CORP ENTITY, GEN MEMBER, TIME SPENT 100% All Spire business run through as Ron Carazo and Assoc. 5216 Vets Blvd: 2019 Purchase of commercial property with existing restaurant and bar. General Manager of building. 1 Hour/month. Compensation = rental income. 5216 Vets Blvd Operations: Will oversee operations of the restaurant bar as Owner. 10 hours/month. Compensation = profits from the operation. Effective 6/2019 Add:5216 VETS BLVD, TIME SPENT, LESS THAN 1% R&S Florida Investments, LLC: Nature of role, Review plans to complete homes: Title, Member/Manager: Time During Trading, 1 hour/month: Compensation, sale of home: Effective Date 2/17/2026:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-06
S63 Uniform Securities Agent State Law Examination 1996-05-09
  • S65 Uniform Investment Adviser Law Examination
    2012-01-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-09

View on SEC IAPD

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