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Christopher Lowell Childers

Ip Financial Advisory Services LLC

Charlotte, NC

West Des Moines, IA

CRD 2175772

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Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-17
  • IA RA
    APPROVED
    Since 2023-11-17

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

974 73Rd Street Suite 6, West Des Moines, IA 50265 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2009 04/2018
Unemployed Johnston IA 09/2020 07/2021
Innovation Partners Llc Charlotte NC 08/2023 10/2023
Insurance Agent Johnston IA 04/2018 09/2020
Childers Management Corp Johnston IA 09/2021 Present
Ip Financial Advisory Services Llc Charlotte NC 10/2023 Present
  • 10/2009 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2020 → 07/2021
    Unemployed
    Johnston, IA
  • 08/2023 → 10/2023
    Innovation Partners Llc
    Charlotte, NC
  • 04/2018 → 09/2020
    Insurance Agent
    Johnston, IA
  • 09/2021 → Present
    Childers Management Corp
    Johnston, IA
  • 10/2023 → Present
    Charlotte, NC
Other Businesses

1)CHILDERS MANAGEMENT CORP, 974 73RD ST, STE 6, DES MOINES, IA, 9/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/WK - 30/TRADING. 2) CHILDERS, CALE, KENNEDY AND ASSOCIATES, 974 73RD ST. STE #6, DES MOINES, IA 50324. OWNER SINCE 09/01/09. NOT INVESTMENT RELATED. WORKS 15 HOURS PER WEEK 10 OF WHICH ARE SPENT DURING TRADING HOURS. DUTIES: SELLING AND SERVICING FIXED INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-15
S63 Uniform Securities Agent State Law Examination 2023-10-04
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2023-10-04
Other Names
  • Chris Childers
  • Christopher L Childers

View on SEC IAPD

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