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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-11-03
  • MA RA
    APPROVED
    Since 2020-11-03

Branch Locations

20 Mckenna Terrace, Suite 306, West Roxbury, MA 02132 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael A. Schreiber & Associates Wellesley Hills MA 01/2013 Present
Parkway Wealth Management Llc West Roxbury MA 08/2020 Present
Private Advisor Group, Llc Morristown NJ 09/2020 Present
  • 01/2013 → Present
    Michael A. Schreiber & Associates
    Wellesley Hills, MA
  • 08/2020 → Present
    Parkway Wealth Management Llc
    West Roxbury, MA
  • 09/2020 → Present
    Morristown, NJ
Previous Registrations
  • 2013-01-08 → 2020-11-09
    Aevitas Wealth Management, Inc.
    Wellesley Hills, MA
Other Businesses

1.Ms. Duffy uses Parkway Wealth Management as the name of the business under which she provides investment advice through Private Advisor Group, LLC. 2.Ms. Duffy owns investment real estate and such ownership is not related to any investment advice provided through Private Advisor Group, LLC. 3.Ms. Duffy has served on the Parkway YMCA Board of Directors since 2011 such ownership is not related to any investment advice provided through Private Advisor Group, LLC. The stated mission of the YMCA of Greater Boston is to improve the health of the mind, body, and spirit of individuals and families in their communities. Ellen volunteers her time and skills to support this mission. Board members do not receive financial compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-25
  • S63 Uniform Securities Agent State Law Examination
    2012-06-25
Designations
Other Names
  • Ellen Duffy

View on SEC IAPD

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