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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-05 |
| AZ | RA | APPROVED | 2009-01-28 |
Branch Locations
3349 E Queen Creek Rd, Gilbert, AZ 85297 • United States
2277 W Guadalupe Rd, Gilbert, AZ 85233 • United States
840 E Southern Avenue Ste 101, Tempe, AZ 85282 • United States
8285 W. Union Hills Drive #106, Glendale, AZ 85308 • United States
1812 W Monroe St, Phoenix, AZ 85007 • United States
4776 W. University Way North, Glendale, AZ 85306 • United States
1925 W Happy Valley Road, Phoenix, AZ 85085 • United States
16600 N. Scottsdale Rd., Scottsdale, AZ 85254 • United States
2355 W. Pinnacle Peak Rd, Phoenix, AZ 85027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona State Credit Union | Phoenix | AZ | 01/2007 | Present |
| Lpl Financial | San Diego | CA | 01/2009 | Present |
1. 12/31/2009 - ARIZONA STATE CREDIT UNION, OTHER, EMPLOYEE OF THE CREDIT UNION. - SCOTTSDALE, AZ 2. 3/9/2018 - OneAZ Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/28/2018 - 160 Hours Per Month/50 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-27 |
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