David Leo Thibeault

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-28
MA	RA	APPROVED	2006-03-06

TX RA
APPROVED_RES

Since 2022-01-28
MA RA
APPROVED

Since 2006-03-06

Branch Locations

24 Andrews Parkway Hanscom Federal Credit Union, Devens, MA 01434 • United States

Great Road Shopping Center 325 Great Road, Bedford, MA 01731 • United States

1610 Eglin St, Hanscom A F B, MA 01731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Hanscom A F B	MA	10/1998	Present

10/1998 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Hanscom A F B, MA

Other Businesses

1. 5/29/2003 - HANSCOM FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/19/2006 - Delano Financial Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Sale of fixed insurance /annuity and long term care. 3. 4/11/2007 - Delano Financial Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Through Branch Manager, Joe Delano, Delano Financial Management. 4. 7/20/2020 - HANSCOM INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2018.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-18
S63	Uniform Securities Agent State Law Examination	1991-10-25

S65 Uniform Investment Adviser Law Examination

1998-08-18
S63 Uniform Securities Agent State Law Examination

1991-10-25

View on SEC IAPD