Jeffrey David Catlin

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-10
MI	RA	APPROVED	2014-10-08
FL	RA	APPROVED	2008-10-27
OH	RA	APPROVED	2007-03-14

TX RA
APPROVED_RES

Since 2024-09-10
MI RA
APPROVED

Since 2014-10-08
FL RA
APPROVED

Since 2008-10-27
OH RA
APPROVED

Since 2007-03-14

Branch Locations

Ponte Vedra Beach, FL • United States

945 West Norton Ave., Muskegon, MI 49441-4175 • United States

5757 Monroe Street, Sylvania, OH 43560 • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Troy	MI	05/2014	Present

05/2014 → Present

Ubs Financial Services Inc

Troy, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-24
S63	Uniform Securities Agent State Law Examination	1993-11-24

S66 Uniform Combined State Law Examination

2014-09-24
S63 Uniform Securities Agent State Law Examination

1993-11-24

Other Names

Jeff Catlin

View on SEC IAPD