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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-12-17 |
| NE | RA | APPROVED | 2004-04-23 |
Branch Locations
13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States
One Valmont Plaza Suite 300, Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Omaha | NE | 08/1989 | Present |
| Salomon Smith Barney Inc. | Omaha | NE | 08/1991 | Present |
1)ST. PATRICK'S CATHOLIC SCHOOL 20500 WEST MAPLE ROAD OMAHA, NE 68022 / SCHOOL BOARD MEMBER PROVIDE OVERSIGHT TO SCHOOL PRINCIPLE / START DATE 04/19/2010. 2)BECC INC / 1466 BLUFF ROAD THURMAN, IA 51654 / COMPANY / AGRICULTURE & LIVESTOCK / CORN AND BEAN FARM / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / OTHER SHAREHOLDER IN S-CORP / NONE / START DATE 01/01/2010.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-21 |
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