Frank Vincent Gallo

Employer firm

Investors Portfolio Services LLC CRD 117299

$239M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Investors Portfolio Services Llc.
  Puyallup, WA
• 01/2006 → 09/2016
  National Planning Corporation
  Puyallup, WA
• 09/2016 → 02/2020
  United Planners Financial Services
  Scottsdale, AZ
• 08/2006 → 12/2025
  Frank Gallo
  Puyallup, WA
• 10/2007 → 12/2021
  Fmt Solutions
  Puyallup, WA
• 02/2002 → Present
  Hg Capital Llc
  Puyallup, WA
• 01/2002 → 12/2025
  Joan M Gallo Trust
  Puyallup, WA
• 01/1995 → Present
  Frank Gallo
  Puyallup, WA
• 03/2020 → 01/2024
  Fortune Financial Services, Inc.
  Monaca, PA
• 10/2024 → Present
  Cash Flow Analysis Llc
  Puyallup, WA

Previous Registrations

• 2006-02-21 → 2016-09-23
  National Planning Corporation
  Los Angeles, CA
  Puyallup, WA

Other Businesses

1)HG CAPITAL LLC - Owner - Commercial Rental Real Estate Building - NOT INVESTMENT RELATED - 02/01/2002 - Puyallup WA 2)FRANK GALLO - Tax Preparer - Tax Preparation for federal taxes - NOT INVESTMENT RELATED - 01/02/1995 - Puyallup WA 3)INVESTORS PORTFOLIO SERVICES - owner - Referral Program for tax prep - NOT INVESTMENT RELATED - 08/05/2015 - Puyallup WA 4)CASH FLOW ANALYSIS LLC - owner - holding company - not investment related - 10/10/2024 - Puyallup WA

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-21

Designations

• Certified Financial Planner

Other Names

• Chip Gallo