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1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-08 |
Branch Locations
795 E. Lancaster Ave Suite 260, Villanova, PA 19085 • United States
1062 Barnes Road Suite 202, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 02/2006 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Sentinel Asset Management, Llc | Villanova | PA | 06/2026 | Present |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Doylestown | PA | 09/2022 | 05/2026 |
1) ROBERT YOUNG PRODUCTION COMPANY: DOCUMENTARY TITLED; A JOURNEY HOME; AUTHOR; START DATE: 04/09/2019; 4 HOURS PER MONTH. ROLE: FOUNDER AND CEO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-25 |
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