Best Investors Account Sign in

Sean Timothy Hagerty

Ubs Financial Services Inc.

Baltimore, MD

Baltimore, MD

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-12
CT RA APPROVED 2024-11-06
NC RA APPROVED 2023-08-25
TX RA APPROVED_RES 2019-02-12
MD RA APPROVED 2004-06-17
  • FL RA
    APPROVED
    Since 2025-02-12
  • CT RA
    APPROVED
    Since 2024-11-06
  • NC RA
    APPROVED
    Since 2023-08-25
  • TX RA
    APPROVED_RES
    Since 2019-02-12
  • MD RA
    APPROVED
    Since 2004-06-17

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

100 East Pratt Street Suite 2140, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Baltimore MD 03/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-16
  • S66 Uniform Combined State Law Examination
    2004-06-16

View on SEC IAPD

Other Firms

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC
PATIENT CAPITAL MANAGEMENT, LLC
1919 INVESTMENT COUNSEL, LLC
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
TILTON-STEELE INTERNATIONAL
LPL FINANCIAL LLC
WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Other Investors

JOHN VINCENT REILLY
ARTHUR SHELDON KARAFIN
AIMEE MAH EUDY
MEREDITH ANNE MOWEN
MICHAEL ANTHONY MCANDREW
Lauren Kathleen Krieger
Desislava V. Locher
ROBERT SCOTT PIERCE

Other Offices

EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
PATIENT CAPITAL MANAGEMENT, LLC · BALTIMORE, MD
1919 INVESTMENT COUNSEL, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD
TRUIST ADVISORY SERVICES, INC. · BALTIMORE, MD

More in Baltimore, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor