Kristi Delva Zakrzewski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-20
CO	RA	APPROVED	2000-03-23

TX RA
APPROVED_RES

Since 2016-10-20
CO RA
APPROVED

Since 2000-03-23

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Northglenn	CO	01/1999	Present

01/1999 → Present

Linsco/Private Ledger Corp.

Northglenn, CO

Other Businesses

1. 7/21/2020 - Mae Flowers Ltd - Not Investment Related - Home Based - Other-Florist - Start Date: 7/1/2020 - 3 Hour Per Month/0 Hours During Securities Trading - Floral design business.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-05-08
S65	Uniform Investment Adviser Law Examination	1999-11-18

S63 Uniform Securities Agent State Law Examination

2001-05-08
S65 Uniform Investment Adviser Law Examination

1999-11-18

View on SEC IAPD