Eugene Steven Marx

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Raymond James And Associates
  Charlotte, NC

Previous Registrations

• 2005-05-13 → 2013-12-23
  Ubs Financial Services Inc.
  Charlotte, NC
  Weehawken, NJ
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-05-20
  Citigroup Global Markets Inc.
  Charlotte, NC

Other Businesses

(1)Name of Business: Pittenger Investments (now known as South Street Partners) Address: 4521 Sharon Road, Suite 115, Charlotte, NC, 28211, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I provided capital and am an llc ownerThere are three actual parcels in this investment:Mt. Pleasant Highway 73 LLCMt. Pleasant Long Run Farm Rd LLCMonroe Bypass highway 601 LLC (2)Name of Business: Silver Granite LLC Address: 1805 sardis road n suite 120, Charlotte, NC, 28211, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-10-09
• S63 Uniform Securities Agent State Law Examination
  1991-10-04

Other Names

• Gene Marx