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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
6 Automation Lane Suite 108, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Albany | NY | 08/2008 | 07/2025 |
| Pombo Wealth Management | Albany | NY | 08/2008 | Present |
| Lpl Financial Llc | Albany | NY | 07/2025 | Present |
1- 07/2025 - Pombo Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/21/2025 - 160 hours per month/ during trading 2- 07/2025 - Pombo Wealth Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/21/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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