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Steven James Sonday

LPl Financial LLC

Grand Rapids, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-26
  • MI RA
    APPROVED
    Since 2010-08-26

Branch Locations

3033 Orchard Vista Dr Se Suite 304, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Corp Grand Rapids MI 04/2001 Present
  • 04/2001 → Present
    Linsco Private Ledger Corp
    Grand Rapids, MI
Other Businesses

1. 11/18/2010 - DBA ONLY, RIVERBEND WEALTH MANAGEMENT INC.***ACCOUNTING PURPOSES ONLY - NOT HELD OUT TO THE PUBLIC ***. 2. 12/13/2012: STEVEN J. SONDAY INC. / FOR ACCOUNTING PURPOSES ONLY / GRAND RAPIDS, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-15
S65 Uniform Investment Adviser Law Examination 2001-04-17
S63 Uniform Securities Agent State Law Examination 1992-01-03
  • S66 Uniform Combined State Law Examination
    2010-07-15
  • S65 Uniform Investment Adviser Law Examination
    2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    1992-01-03
Other Names
  • Steven J Sonday

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