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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-08-26 |
Branch Locations
3033 Orchard Vista Dr Se Suite 304, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger Corp | Grand Rapids | MI | 04/2001 | Present |
1. 11/18/2010 - DBA ONLY, RIVERBEND WEALTH MANAGEMENT INC.***ACCOUNTING PURPOSES ONLY - NOT HELD OUT TO THE PUBLIC ***. 2. 12/13/2012: STEVEN J. SONDAY INC. / FOR ACCOUNTING PURPOSES ONLY / GRAND RAPIDS, MI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-15 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-03 |
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