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Steven Vernon Larson

Cambridge Investment Research Advisors, Inc.

Ramsey, MN

CRD 2174455

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-12
  • MN RA
    APPROVED
    Since 2024-02-12

Branch Locations

Ramsey, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Ramsey MN 07/2002 02/2024
Thrivent Financial For Lutherans Appleton WI 07/2002 02/2024
Cambridge Investment Research Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 2) Y HOCKEY MINISTRIES INTERNATIONAL, P.O. Box 10857, White Bear Lake MN 55110, United States, 02/12/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO 0 HR/MO TRADING 3) LEGACY CHRISTIAN ACADEMY, 3037 Bunker Lake Blvd., Andover MN 55304, United States, 02/12/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 2 HR/MO 0 HR/MO TRADING 4) EVERGREEN INVESTMENT ADVISORS (STEVE LARSON), 14990 Waco St NW, Ramsey MN 55303, United States, 01/19/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4/MO - 4/Trading 5) ROOTS OF REVIVAL, 8510 Elmore Ave., Webster MN 55088, 03/2026, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-26
S63 Uniform Securities Agent State Law Examination 1991-09-06
  • S66 Uniform Combined State Law Examination
    2004-03-26
  • S63 Uniform Securities Agent State Law Examination
    1991-09-06
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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