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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-08-04 |
| IN | RA | APPROVED | 2009-07-02 |
Branch Locations
1530 American Way Suite 230, Greenwood, IN 46143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates,Inc. | Greenwood | IN | 07/2009 | Present |
(1)Name of Business: Scott L. Mings - Author Address: 1561 e 750 s, flat rock, IN, 47234, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 10/30/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the author of the book.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-17 |
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