Jon Michael Kappes

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-03-03
MN	RA	APPROVED	2014-01-21

TX RA
APPROVED_RES

Since 2014-03-03
MN RA
APPROVED

Since 2014-01-21

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bloomington	MN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Bloomington	MN	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Bloomington, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bloomington, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-12-18

S63 Uniform Securities Agent State Law Examination

1991-12-18

Other Names

John Kappes

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

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