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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-08-05 |
| KS | RA | APPROVED | 1999-12-01 |
Branch Locations
106 West 9Th Avenue, Winfield, KS 67156 • United States
127 South Summit, Arkansas City, KS 67005 • United States
1329 North 1St Street, Arkansas City, KS 67005 • United States
119 West First, Udall, KS 67146 • United States
2100 Pike Road, Winfield, KS 67156 • United States
2327 N Ridge Road, Wichita, KS 67205 • United States
1011 E 21St St N #100, Wichita, KS 67206 • United States
527 N Main St, Newton, KS 67114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Winsfield | KS | 11/1999 | Present |
(1) 11/11/1999 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 0% (2) 05/30/2008 * DBA for LPL Business (entity for LPL business) * Family Wealth Management, L.L.C. * INV REL * AT REPORTED BUSINESS LOCATION(S) * (3) 08/24/2010 * Family Wealth Management, LLC * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 5%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-16 |
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