David John Nagy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Foresight Financial Planning
  Davenport, FL
• 04/2005 → 09/2016
  Wall Street Financial Group
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Davenport, FL
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Davenport, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davenport, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Davenport, FL

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  West Seneca, NY
  La Vista, NE
  Davenport, FL
• 2005-04-13 → 2016-09-23
  Wall Street Financial Group, Inc.
  West Seneca, NY
  Rochester, NY
  Orchard Park, NY
  West Seneca, NY
  Rochester, NY
  Victor, NY
• 2003-12-04 → 2004-10-08
  United Securities Alliance, Inc.
  Orchard Park, NY

Other Businesses

1. FORESIGHT FINANCIAL PLANNERS, INCS INC POSITION: President NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/1991 ADDRESS: 950A Union Road, Suite 206, West Seneca NY 14224, United States DESCRIPTION: Sell LIfe, LTCi, Disability, Dental and Medicare products to clients and prospects

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-14
• S63 Uniform Securities Agent State Law Examination
  1991-10-29

Other Names

• Dave Nagy