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Gig Harbor, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-07-14 |
Branch Locations
Gig Harbor, WA • United States
5775 Jean Rd Suite 210, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Investors Securities Corporation | West Linn | OR | 10/2015 | 01/2017 |
| Transamerica Capital, Inc. | Denver | CO | 01/2017 | 09/2017 |
| Kms Financial Services, Inc | Seattle | WA | 02/2018 | 11/2020 |
| Securities America, Inc. | Lake Oswego | OR | 11/2020 | 06/2021 |
| Securities America Advisors, Inc. | Lake Oswego | OR | 11/2020 | 06/2021 |
| Opportunus Wealth Management, Llc | Gig Harbor | WA | 06/2021 | Present |
| Sabbatical | N/A | OR | 09/2017 | 02/2018 |
SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Securities advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 5775 SW Jean Rd Suite 210, Lake Oswego OR 97035 DESCRIPTION: Securities advisory services INSURANCE POSITION: Financial Advisor NATURE: Insurance License INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2019 ADDRESS: 5775 Jean Rd Suite, Lake Oswego OR 97035 DESCRIPTION: Some times I sell term insurance to clients. DBA - Retirement Advocates
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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