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Current Employers
Opportunus Wealth Management, Llc

Gig Harbor, WA • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-07-14
  • OR RA
    APPROVED
    Since 2021-07-14

Branch Locations

Gig Harbor, WA • United States

5775 Jean Rd Suite 210, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Investors Securities Corporation West Linn OR 10/2015 01/2017
Transamerica Capital, Inc. Denver CO 01/2017 09/2017
Kms Financial Services, Inc Seattle WA 02/2018 11/2020
Securities America, Inc. Lake Oswego OR 11/2020 06/2021
Securities America Advisors, Inc. Lake Oswego OR 11/2020 06/2021
Opportunus Wealth Management, Llc Gig Harbor WA 06/2021 Present
Sabbatical N/A OR 09/2017 02/2018
  • 10/2015 → 01/2017
    Transamerica Investors Securities Corporation
    West Linn, OR
  • 01/2017 → 09/2017
    Transamerica Capital, Inc.
    Denver, CO
  • 02/2018 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 11/2020 → 06/2021
    Securities America, Inc.
    Lake Oswego, OR
  • 11/2020 → 06/2021
    Securities America Advisors, Inc.
    Lake Oswego, OR
  • 06/2021 → Present
    Gig Harbor, WA
  • 09/2017 → 02/2018
    Sabbatical
    N/A, OR
Previous Registrations
  • 2020-11-06 → 2021-07-01
    Securities America Advisors, Inc.
    Lake Oswego, OR
  • 2018-06-05 → 2020-11-06
    Kms Financial Services, Inc.
    Portland, OR
    Lake Oswego, OR
    Seattle, WA
  • 2005-03-02 → 2015-10-05
    Lake Oswego, OR
    Des Moines, IA
    Lake Oswego, OR
    Lake Oswego, OR
Other Businesses

SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Securities advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 5775 SW Jean Rd Suite 210, Lake Oswego OR 97035 DESCRIPTION: Securities advisory services INSURANCE POSITION: Financial Advisor NATURE: Insurance License INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2019 ADDRESS: 5775 Jean Rd Suite, Lake Oswego OR 97035 DESCRIPTION: Some times I sell term insurance to clients. DBA - Retirement Advocates

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-10
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    2005-01-10
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11

View on SEC IAPD

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