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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-26
IL RA APPROVED 2025-06-09
  • MO RA
    APPROVED
    Since 2025-09-26
  • IL RA
    APPROVED
    Since 2025-06-09

Branch Locations

Chesterfield, MO • United States

#1 Executive Park, Granite City, IL 62040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicol Investors Corp Granite City IL 01/2003 Present
Kevin G. Nicol & Associates, Inc. Granite City IL 01/2003 Present
Nicol Enterprises Granite City IL 01/2006 Present
Nicol Advisors Corporation Granite City IL 08/2005 Present
The Zb'S Waterloo IL 01/2003 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
  • 01/2003 → Present
    Nicol Investors Corp
    Granite City, IL
  • 01/2003 → Present
    Kevin G. Nicol & Associates, Inc.
    Granite City, IL
  • 01/2006 → Present
    Nicol Enterprises
    Granite City, IL
  • 08/2005 → Present
    Nicol Advisors Corporation
    Granite City, IL
  • 01/2003 → Present
    The Zb'S
    Waterloo, IL
  • 06/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2017-01-11 → 2025-09-26
    Nicol Advisors Corporation
    Granite City, IL
  • 2001-04-02 → 2002-09-24
    St. Louis, MO
Other Businesses

1. ZB'S BAND, 14417 Rue de Gascony Ct, CHESTERFIELD MO 63017-8619, United States, 06/09/2025, Musicians Rock Band, Arts/Performing Arts, NIR, 16 HR/MO - 0 HR/MO TRADING 2. NICOL & ASSOCIATES, INC., #1 Executive Park, Granite City IL 62040, United States, 01/01/2000, Vice President, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 120 HR/MO TRADING 3. NICOL FINANCIAL ENTERPRISES, #1 Executive Park, Granite City IL 62040, United States, 01/01/2000, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 160 HR/MO - 120 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/09/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-06
S65 Uniform Investment Adviser Law Examination 1996-06-21
S63 Uniform Securities Agent State Law Examination 1991-10-31
  • S66 Uniform Combined State Law Examination
    2017-01-06
  • S65 Uniform Investment Adviser Law Examination
    1996-06-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-31
Other Names
  • Chris Ziebold

View on SEC IAPD

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