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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-26 |
| IL | RA | APPROVED | 2025-06-09 |
Branch Locations
Chesterfield, MO • United States
#1 Executive Park, Granite City, IL 62040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicol Investors Corp | Granite City | IL | 01/2003 | Present |
| Kevin G. Nicol & Associates, Inc. | Granite City | IL | 01/2003 | Present |
| Nicol Enterprises | Granite City | IL | 01/2006 | Present |
| Nicol Advisors Corporation | Granite City | IL | 08/2005 | Present |
| The Zb'S | Waterloo | IL | 01/2003 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2025 | Present |
1. ZB'S BAND, 14417 Rue de Gascony Ct, CHESTERFIELD MO 63017-8619, United States, 06/09/2025, Musicians Rock Band, Arts/Performing Arts, NIR, 16 HR/MO - 0 HR/MO TRADING 2. NICOL & ASSOCIATES, INC., #1 Executive Park, Granite City IL 62040, United States, 01/01/2000, Vice President, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 120 HR/MO TRADING 3. NICOL FINANCIAL ENTERPRISES, #1 Executive Park, Granite City IL 62040, United States, 01/01/2000, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 160 HR/MO - 120 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/09/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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