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Antonio Piccolino

Osaic Institutions, Inc.

Poughkeepsie, NY

Poughkeepsie, NY

Red Hook, NY

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-27
  • NY RA
    APPROVED
    Since 2023-02-27

Branch Locations

1898 South Rd, Poughkeepsie, NY 12601 • United States

2 Jefferson Plaza, Poughkeepsie, NY 12601 • United States

7350 South Broadway, Red Hook, NY 12571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Kingston NY 11/2012 04/2018
Sterling National Bank Carmel NY 04/2018 08/2021
Lpl Financial Llc Carmel NY 04/2018 08/2021
Citigroup Stamford CT 08/2021 02/2022
Sterling National Bank Florida NY 02/2022 02/2023
Lpl Financial, Llc Florida NY 03/2022 02/2023
Infinex Investments, Inc. Meriden CT 02/2023 Present
Rhinebeck Bank Hyde Park NY 02/2023 Present
  • 11/2012 → 04/2018
    Cco Investment Services
    Kingston, NY
  • 04/2018 → 08/2021
    Sterling National Bank
    Carmel, NY
  • 04/2018 → 08/2021
    Lpl Financial Llc
    Carmel, NY
  • 08/2021 → 02/2022
    Citigroup
    Stamford, CT
  • 02/2022 → 02/2023
    Sterling National Bank
    Florida, NY
  • 03/2022 → 02/2023
    Lpl Financial, Llc
    Florida, NY
  • 02/2023 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2023 → Present
    Rhinebeck Bank
    Hyde Park, NY
Previous Registrations
  • 2022-03-01 → 2023-03-02
    Lpl Financial Llc
    Orangeburg, NY
    Ellenville, NY
    Nanuet, NY
    South Fallsburg, NY
    Middletown, NY
    Florida, NY
  • 2021-09-09 → 2022-03-10
    Citigroup Global Markets Inc.
    Norwalk, CT
    Stamford, CT
    Norwalk, CT
    Boca Raton, FL
    New York, NY
    Fort Mill, SC
  • 2018-04-10 → 2021-09-22
    Lpl Financial Llc
    Middletown, NY
    Carmel, NY
    South Fallsburg, NY
    Florida, NY
    Ellenville, NY
    Newburgh, NY
    Goshen, NY
    Monroe, NY
    Florida, NY
    Somers, NY
    Yonkers, NY
    Bronx, NY
    Yonkers, NY
    Yonkers, NY
    Bronx, NY
    Ardsley, NY
  • 2012-12-06 → 2018-04-02
    Citizens Securities, Inc.
    Kingston, NY
    Pleasant Valley, NY
    Rhinebeck, NY
    Kingston, NY
    Poughkeepsie, NY
    Albany, NY
    White Plains, NY
    Yonkers, NY
    Albany, NY
    Bloomingburg, NY
    Middletown, NY
    Port Jervis, NY
    Vails Gate, NY
  • 2010-02-12 → 2012-11-27
    M&T Securities, Inc.
    Fishkill, NY
    Brewster, NY
    North Salem, NY
    Mount Kisco, NY
    Somers, NY
    Elmsford, NY
    Ossining, NY
    White Plains, NY
    Hopewell Junction, NY
    Lagrangeville, NY
    Salt Point, NY
    Wappingers Falls, NY
    Poughkeepsie, NY
    Fishkill, NY
  • 2006-12-19 → 2009-08-12
    Hsbc Securities (Usa) Inc.
    Pleasant Valley, NY
    Wappingers Falls, NY
    Pleasant Valley, NY
    Newburgh, NY
    Hyde Park, NY
    Poughkeepsie, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-22
S63 Uniform Securities Agent State Law Examination 1992-04-10
  • S65 Uniform Investment Adviser Law Examination
    2011-06-22
  • S63 Uniform Securities Agent State Law Examination
    1992-04-10

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.
LPL FINANCIAL LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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