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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

31111 Agoura Road Suite 200, Westlake Village, CA 91361-4443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Westlake Village CA 06/1998 01/2025
Osaic Wealth, Inc. Westlake Village CA 01/2025 Present
  • 06/1998 → 01/2025
    Lincoln Financial Advisors Corporation
    Westlake Village, CA
  • 01/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 1997-12-19 → 2025-01-24
    Osaic Fa, Inc.
    Westlake Village, CA
    Westlake Village, CA
Other Businesses

1) NAME AND ADDRESS:MEL BANNON/CRUMP, 31111 AGOURA RD., STE 200, WESTLAKE VILLAGE, CA 91361 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: SALES PERSON DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LIFE SETTLEMENTS, PREMIUM FINANCING AND TRADITIONAL LIFE INSURANCE PRODUCT START DATE: 9/91 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2 2) NAME AND ADDRESS:MEL BANNON, TRUSTEE OF THE KATHRYNE BEYNON CHARITABLE TRUST 1111 ARROYO PARKWAY, SUITE 470 PASADENA, CA CATEGORY: BOARD OF DIRECTORS - NOT FOR PROFIT INVESTMENT-RELATED: NO TITLE: TRUSTEE DUTIES: REVIEW AND SELECT GRANT REQUESTS FOR DISTRIBUTIONS TO 501C3 CHARITIES SUPPORTING THE LOCAL COMMUNITY START DATE: 9/1/91 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4 3) NAME AND ADDRESS:MEL BANNON, CO-TRUSTEE OF THE KATHRYNNE BEYNON FOUNDATION IRREVOCABLE TRUST U/A DATED 12/28/1967 PASADENA CA 91105 CATEGORY: FIDUCIARY FOR NON-IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED:YES TITLE: CO-TRUSTEE DUTIES: REVIEW AND SELECT GRANT REQUESTS FOR DISTRIBUTIONS TO 501C3 CHARITIES SUPPORTING THE LOCAL COMMUNITY START DATE:09/01/1991 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS:4

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-21
  • S63 Uniform Securities Agent State Law Examination
    1991-11-21

View on SEC IAPD

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