James D Hegland

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-12-10
MA	RA	APPROVED	2025-02-19
OH	RA	APPROVED	2022-05-03
MO	RA	APPROVED	2020-07-23
LA	RA	APPROVED	2020-07-20
CO	RA	APPROVED	2020-02-03
NH	RA	APPROVED	2020-01-09
SD	RA	APPROVED	2019-12-05
AZ	RA	APPROVED	2018-10-23
ND	RA	APPROVED	2018-10-22
TX	RA	APPROVED_RES	2017-11-03
SC	RA	APPROVED	2017-10-31
MI	RA	APPROVED	2017-07-24
NC	RA	APPROVED	2017-06-08
IA	RA	APPROVED	2017-04-11
MD	RA	APPROVED	2017-02-09
WI	RA	APPROVED	2017-01-20
MN	RA	APPROVED	2013-11-06
CA	RA	APPROVED	2010-09-16
FL	RA	APPROVED	2009-08-12
GA	RA	APPROVED	2009-07-28
KS	RA	APPROVED	2009-03-17

NJ RA
APPROVED

Since 2025-12-10
MA RA
APPROVED

Since 2025-02-19
OH RA
APPROVED

Since 2022-05-03
MO RA
APPROVED

Since 2020-07-23
LA RA
APPROVED

Since 2020-07-20
CO RA
APPROVED

Since 2020-02-03
NH RA
APPROVED

Since 2020-01-09
SD RA
APPROVED

Since 2019-12-05
AZ RA
APPROVED

Since 2018-10-23
ND RA
APPROVED

Since 2018-10-22
TX RA
APPROVED_RES

Since 2017-11-03
SC RA
APPROVED

Since 2017-10-31
MI RA
APPROVED

Since 2017-07-24
NC RA
APPROVED

Since 2017-06-08
IA RA
APPROVED

Since 2017-04-11
MD RA
APPROVED

Since 2017-02-09
WI RA
APPROVED

Since 2017-01-20
MN RA
APPROVED

Since 2013-11-06
CA RA
APPROVED

Since 2010-09-16
FL RA
APPROVED

Since 2009-08-12
GA RA
APPROVED

Since 2009-07-28
KS RA
APPROVED

Since 2009-03-17

Branch Locations

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Rochester	MN	09/2014	Present
Park Avenue Securities Llc	Rochester	MN	09/2014	Present

09/2014 → Present

Guardian Life Insurance Company

Rochester, MN
09/2014 → Present

Park Avenue Securities Llc

Rochester, MN

Other Businesses

1. Insurance and annuities outside of Guardian-When appropriate I sell Life, Disability, Long Term Care Insurance and annuities outside of Guardian, Start: 01/01/2000, Address: 1765 Greenview Dr SW Rochester, MN 55902, 6 bus hrs per month, Investment related, 2. Hegland Mainz Financial-Guardian DBA, Start: 05/01/2014, Address: 1765 Greenview Drive SW Rochester, MN 55902, 180 bus hrs per month, Investment related, 3. JD Hegland Properties LLC-Owner of building, Start: 01/01/2020, Address: 1765 Greenview Drive SW Rochester, MN 55902, 2 non bus hrs per month, Investment related, 4. The Equestrian Order of the Holy Sepulchre of Jerusalem-Knight Grand Cross, Start: 06/01/2020, Address: 1015 N. 98th Street Suite 200; Omaha, NE 68114, 2 non bus hrs per month Not investment related, 5) Power of Attorney for Family Members, Start: 09/01/2020, Address: Rochester, MN 55904, 0 total hours per month, Not investment related, No compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-21
S63	Uniform Securities Agent State Law Examination	1991-09-19

S65 Uniform Investment Adviser Law Examination

2007-12-21
S63 Uniform Securities Agent State Law Examination

1991-09-19

Other Names

Jim Hegland
James David Hegland

View on SEC IAPD