John Patrick Saxton

Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers

Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-01

TX RA
APPROVED

Since 2010-01-01

Branch Locations

Stevenson Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc	Atlanta	GA	11/2009	Present
Invesco Advisers, Inc.	Atlanta	GA	01/2010	Present

11/2009 → Present

Invesco Distributors, Inc

Atlanta, GA
01/2010 → Present

Invesco Advisers, Inc.

Atlanta, GA

Previous Registrations

2009-12-22 → 2010-01-01

Invesco Aim Private Asset Management, Inc.
2005-04-18 → 2006-04-07

Nationwide Investment Services Corporation

Columbus, OH

Ladera Ranch, CA

Columbus, OH

Other Businesses

(1) REAL ESTATE - PORT HUENEME; NOT INVESTEMENT RELATED; ISLAND VIEW CIRCLE, PORT HUENEME, CALIFORNIA 93041, USA; RENTAL PROPERTY; OWNERS OF THE PROPERTY; START: 09/2011; NONE; COLLECT RENT. (2) USA HOCKEY; NOT INVESTMENT RELATED; 1775 BOB JOHNSON DR., COLORADO SPRINGS, CO 80906, USA; NON PROFIT ORGANIZATION SUPPORTING AMATEUR HOCKEY IN THE UNITED STATES; HOCKEY REFEREE; START: 11/2022; 15HRS/MO, NOT DURING TRADING HOURS; OFFICIATE HOCKEY GAMES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-21
S63	Uniform Securities Agent State Law Examination	1991-09-12

S66 Uniform Combined State Law Examination

2009-12-21
S63 Uniform Securities Agent State Law Examination

1991-09-12

Designations

Chartered Financial Analyst

View on SEC IAPD