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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-11-11
  • WA RA
    APPROVED
    Since 2014-11-11

Branch Locations

Seattle, WA • United States

3500 Carillon Pt., Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Kirkland WA 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-21
S63 Uniform Securities Agent State Law Examination 2006-05-05
  • S66 Uniform Combined State Law Examination
    2012-04-21
  • S63 Uniform Securities Agent State Law Examination
    2006-05-05

View on SEC IAPD

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