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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-02-15 |
| TX | RA | APPROVED | 2019-02-15 |
Branch Locations
320 W Chocolate Ave Ste 100, Hershey, PA 17033 • United States
Hummelstown, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Hershey | PA | 05/1991 | 02/2019 |
| Ameriprise Financial Services, Inc. | Hershey | PA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Hershey | PA | 03/2020 | Present |
Business Ownership; PJ smith; investor; real estate rental; real estate, ,; Not Investment-Related; 03/01/2010; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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