Bradley Allen Mobley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Charlotte, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Previous Registrations

• 2013-06-03 → 2014-12-02
  Morgan Stanley
  Winston-Salem, NC
  Winston-Salem, NC

Other Businesses

MOBLEY DIGITAL MEDIA; NOT INV RELATED; SALISBURY, NC; PHOTOGRAPHY AND DESIGN; 100% OWNERSHIP; START 5/1/2016; 10 HOURS PER MONTH, 0 DURING TRADING; PHOTOGRAPHRY, DESIGN, AND PUBLISHING.; EXECUTOR FOR AUNT, INV RELATED, SALISBURY, NC, START: START: 3/1/2023, 10 HOURS A MONTH, 0 HOURS DURING TRADING. HENDERSON GROVE MISSIONARY BAPTIST CHURCH; NOT INV. RELATED; SALISBURY, NC; FINANCE COMMITTEE MEMBER; START DATE 2/10/2024; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: TRACKING INCOMING AND OUTGOING FUNDS FOR CHURCH. ADMINISTRATOR FOR AUNT'S ESTATE; INV. RELATED; SALISBURY, NC; START DATE: 12/3/2024; 10 HOURS PER MONTH; 0 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-01
• S63 Uniform Securities Agent State Law Examination
  1991-10-04

Other Names

• Brad Mobley