Scott Jay Mazius

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Fsc Securities Corporation
  Wheeling, IL
• 09/2001 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  West Bloomfield, MI

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Bloomfield Hills, MI
  Chesterfield, MO
  West Bloomfield, MI
  Wheeling, IL
  West Bloomfield, MI
  Bloomfield Hills, MI
• 2002-01-07 → 2012-07-02
  First Allied Securities, Inc.
  West Bloomfield, MI
  Highland Park, IL

Other Businesses

1.) MAZIUS CONSULTING - OWNER MINIMAL INVOLVEMENT EXCEPT DURING TAX SEASON WHEN IT IS ABOUT 25% OF TIME TAX PREPARATION AND ESTATE PLANNING. DATE STARTED 09/1991 2.) STRATEGIC WEALTH CONSULTING GROUP; CONSULTING; PARTNER; START DATE: 03/01/2009 3.) STRATEGIC WEALTH CONSULTING GROUP; PARTNER; HOLDING COMPLANY OR TAX/BILL PAYMENT ENTITY; START DATE 11/21/2016; 4 HOURS PER MONTH 4.)STRATEGIC WEALTH CONSULTING GROUP; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 11/21/2016; 40 HOURS PER MONTH 5.) RENTAL PROPERTY; OWNER; REAL ESTATE; START DATE: 09/04/2018; 4 HOURS PER MONTH. 6) NAME OF OTHER BUSINESS: WALNUT LAKE ESTATES SUB 2, INVESTMENT RELATED: NO, ADDRESS: 5380 PUTNAM DRIVE, WEST BLOOMFIELD, MI 38323, NATURE OF BUSINESS: HOA, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: BOARD TRUSTEE, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN BOARD MEETINGS. ASSIST IN PLANNING THE ANNUAL BUDGET AND SOCIAL FUNCTIONS. 7) NAME OF OTHER BUSINESS: REPAIR THE WORLD; INVESTMENT RELATED: NO ; ADDRESS: 25 BROADWAT 17TH FLOOR NEW YORK, NY 10004; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEWING BUDGETS, ASSIST IN PLANNING FUTURE BUDGET, REPORT TO RECOMMENDATIONS TO BOARD;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-27
• S63 Uniform Securities Agent State Law Examination
  1991-10-18