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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-29
TX RA APPROVED_RES 2020-04-08
NJ RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2021-03-29
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

376 Tilton Road, Northfield, NJ 08225 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Northfield NJ 04/2007 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Northfield, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Northfield, NJ
  • 2006-09-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Northfield, NJ
  • 1999-01-01 → 2006-09-28
    Stone Harbor, NJ
Other Businesses

1. STONE HARBOR, NJ; RENTAL PROPERTY; SHORE HOME AND RENTS ON A WEEKLY; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 12/2012** 2. JKN LLC, OWNER; RENTAL PROPERTY; START DATE: 05/2014; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS-; INVESTMENT RELATED; STONE HARBOR, NJ *597086 - 328 associates LLC; Investment Related - Yes; Baltimore, Maryland; Rental Property; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2009; During Business Hours: 0; After Business Hours: 0; Other.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-07
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S65 Uniform Investment Adviser Law Examination
    1996-11-07
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09

View on SEC IAPD

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