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Benjamin Steven Favazza

East Coast Asset Management, LLC

Essex, MA

CRD 2172908

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Employer firm

East Coast Asset Management, LLC CRD 147910

$1.01B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
East Coast Asset Management, Llc

16 Martin Street, Essex, MA 01929 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-20
MA RA APPROVED 2008-08-06
  • TX RA
    APPROVED
    Since 2021-05-20
  • MA RA
    APPROVED
    Since 2008-08-06

Branch Locations

Essex, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Coast Asset Management, Llc Essex MA 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-02
S63 Uniform Securities Agent State Law Examination 1991-09-19
  • S65 Uniform Investment Adviser Law Examination
    1999-09-02
  • S63 Uniform Securities Agent State Law Examination
    1991-09-19
Designations
  • Certified Financial Planner
Other Names
  • Ben Favazza

View on SEC IAPD

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