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Bruce Todd Somer

Janney Montgomery Scott LLC

Melville, NY

CRD 2172794

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2015-02-13
TX RA APPROVED 2014-12-04
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2015-02-13
  • TX RA
    APPROVED
    Since 2014-12-04

Branch Locations

395 N. Service Road Suite 411, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 08/2007 Present
Morgan Stanley Smith Barney New York NY 06/2009 Present
  • 08/2007 → Present
    Citigroup Global Markets Inc.
    New York, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 1995-03-03
  • S65 Uniform Investment Adviser Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    1995-03-03

View on SEC IAPD

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