Mark Richard Lomonaco

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

69 Main St., Batavia, NY 14020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Niagara Bank	Rochester	NY	10/2012	09/2016
Lpl Financial Llc	Charlotte	NC	10/2012	09/2016
Key Investment Services Llc	Rochester	NY	09/2016	Present

10/2012 → 09/2016

First Niagara Bank

Rochester, NY
10/2012 → 09/2016

Lpl Financial Llc

Charlotte, NC
09/2016 → Present

Key Investment Services Llc

Rochester, NY

Previous Registrations

2012-12-13 → 2016-09-21

Lpl Financial Llc

Hilton, NY

Rochester, NY

Rochester, NY

Rochester, NY

Rochester, NY

Rochester, NY

Brockport, NY

Albion, NY

Batavia, NY

Attica, NY

Holley, NY
2009-01-05 → 2012-11-05

Hsbc Securities (Usa) Inc.

New York City, NY

New York, NY
1997-07-22 → 2007-06-08

Chase Investment Services Corp.

Rochester, NY

Rochester, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-26
S63	Uniform Securities Agent State Law Examination	1991-10-16

S65 Uniform Investment Adviser Law Examination

1995-06-26
S63 Uniform Securities Agent State Law Examination

1991-10-16

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews