Gary William Paul

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 01/2025
  Lincoln Financial Advisors
  Hartford, CT
• 01/2025 → Present
  Lpl Financial Llc
  Wethersfield, CT

Previous Registrations

• 2014-05-21 → 2025-01-24
  Osaic Fa, Inc.
  Hartford, CT
  Fort Wayne, IN
• 2006-01-01 → 2014-05-30
  Ameriprise Financial Services, Llc
  Glastonbury, CT
  East Hartford, CT

Other Businesses

1) 11/14/2024 - Charter Oak Wealth Planners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 11/14/2024 - Academy Financial, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 06/05/2026 - Pilot Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/19/2026 - 10 hours per month/ 6 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-12-21

Other Names

• Gary William Paul