Seth Lawrence Cogswell

Current Employers

Running Oak Capital Llc

4415 E Lake Harriet Pkwy, Minneapolis, MN 55419 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-12-09
TX	RA	APPROVED_RES	2023-03-23

MN RA
APPROVED

Since 2025-12-09
TX RA
APPROVED_RES

Since 2023-03-23

Branch Locations

Minneapolis, MN • United States

Aspentree Capital Corporation

Chapel Hill, NC • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-11-24

NC RA
APPROVED

Since 2021-11-24

Branch Locations

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Running Oak Capital Llc	Minneapolis	MN	07/2012	Present

07/2012 → Present

Running Oak Capital Llc

Minneapolis, MN

Previous Registrations

2017-03-15 → 2017-12-31

Running Oak Capital Llc

Minneapolis, MN
2017-04-04 → 2017-06-30

Marks Group Wealth Management, Inc.

Minnetonka, MN

Other Businesses

Founder & Portfolio Manager of Running Oak Capital, LLC, an SEC-registered investment adviser located at 4519 West 56th St., Edina, MN 55424, since July 2012. Approximately 200 hours per month devoted to Running Oak Capital, including all hours during securities trading hours except for those spent on provisions of consulting services to AspenTree Capital Corporation. Provide portfolio management services to Running Oak Capital's clients and general management responsibility for Running Oak Capital's operations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-27

S66 Uniform Combined State Law Examination

2017-01-27

View on SEC IAPD