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Running Oak Capital LLC CRD 286656
$875M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4415 E Lake Harriet Pkwy, Minneapolis, MN 55419 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-12-09 |
| TX | RA | APPROVED_RES | 2023-03-23 |
Branch Locations
Minneapolis, MN • United States
Chapel Hill, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Running Oak Capital Llc | Minneapolis | MN | 07/2012 | Present |
Founder & Portfolio Manager of Running Oak Capital, LLC, an SEC-registered investment adviser located at 4519 West 56th St., Edina, MN 55424, since July 2012. Approximately 200 hours per month devoted to Running Oak Capital, including all hours during securities trading hours except for those spent on provisions of consulting services to AspenTree Capital Corporation. Provide portfolio management services to Running Oak Capital's clients and general management responsibility for Running Oak Capital's operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
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