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Easton, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED_RES | 2016-10-14 |
| MA | RA | APPROVED | 2016-08-16 |
| NM | RA | APPROVED | 2016-07-18 |
| CT | RA | APPROVED | 2009-10-01 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mighty Oak Management Llc | Stamford | CT | 03/2005 | Present |
| Startech | Easton | CT | 05/2014 | Present |
STARTECH LLC; NOT INVESTMENT RELATED; PRESIDENT/CEO; PLASMA CONVERTER TECHNOLOGY DEVELOPMENT & SALES; RESTART DATE 9/22/14; 16 HPM/4 HPM DURING TRADING HOURS. 2) MIGHTY OAK MANAGEMENT LLC. INVESTMENT RELATED. 849 BLACK ROCK TURNPIKE, EASTON, CT 06612. FINANCIAL PLANNING & CONSULTING SERVICES. OWNER. IAR REP. START 03/01/02 4 HPM/2 HPM DURING TRADING. Stephen Landa, insurance agent, life, annuity and long term care insurance sales, 1 hpm, 1hpm during trading hours,business address is 849 Black Rock Tpke, Easton, CT 06612
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-03 |
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