Mark Edward Reichhelm

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Lpl Financial, Llc
  Woodland Hills, CA

Previous Registrations

• 2002-05-14 → 2006-07-20
  The Estate Management Group, Inc.
  Valencia, CA

Other Businesses

(1) 11/03/2004: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) (2) 06/06/2006: WMR Inc. - For-Profit Board Member - NOT INV REL - At Reported Business Location(s) - 1% Time Spent - This is a corporate account my wife has formed to have her income flow through. 3. 07/22/2019 - Allegiance Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/17/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 4. 01/19/2022 - WMR Inc. - Investment Related - 999 Tyner Way, Incline Village NV 89451 - Non-Variable Insurance - Start Date: 11/18/2021 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-29
• S63 Uniform Securities Agent State Law Examination
  1995-07-24

Other Names

• Mark Edward Reichhelm
• Mark E Reichhelm