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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2009-01-02 |
Branch Locations
301 E Sioux Avenue, Pierre, SD 57501 • United States
500 E Norway Ave, Mitchell, SD 57301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Yankton | SD | 06/1999 | Present |
| Avera Sacred Heart Hospital | Yankton | SD | 09/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Yankton | SD | 01/2009 | Present |
| First Dakota National Bank | Yankton | SD | 06/1999 | Present |
| Certified Financial Planner | Yankton | SD | 01/2006 | Present |
| Associated School Board Of South Dakota | Yankton | SD | 03/2013 | 08/2020 |
| South Dakota Retirement System | Pierre | SD | 09/2016 | 06/2024 |
| Avera Pooled Investment Committee | Sioux Falls | SD | 08/2016 | Present |
| Yankton School Board | Yankton | SD | 03/2009 | Present |
(1)Name of Business: Avera Address: 3900 West Avera Dr, Sioux Falls, SD, 57104, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: review of the chosen investment products in Avera Health Pooled Investments (2)Name of Business: Avera Sacred Heart Hospital Address: 501 Summit Yankton SD 57078, Yankton, SD, 57078, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 09/27/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: review financial business of hospital- 4 meetings x 1.5 hrs (3)Name of Business: First Dakota Investment Services, Inc. Address: 225 Cedar St, Yankton, SD, 57078, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/08/1999 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch manager/FA (4)Name of Business: Yankton School District Address: 2410 W City Limits Rd, Yankton , SD, 57078, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 04/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member - set policy for the school district
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-19 |
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