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Kristine Marie Koerber

Ubs Financial Services Inc.

Birmingham, MI

CRD 2171755

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-11
MI RA APPROVED 2018-04-06
  • TX RA
    APPROVED
    Since 2018-12-11
  • MI RA
    APPROVED
    Since 2018-04-06

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ab Bernstein New York NY 08/2016 01/2018
Ubs Financial Services Inc. Troy MI 02/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-06
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S65 Uniform Investment Adviser Law Examination
    2018-04-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13
Other Names
  • Kristine Koerber
  • Kristine Bonavico
  • Kristine Marie Koerber

View on SEC IAPD

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