Frank Albano

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2016-09-08
FL	RA	APPROVED	2014-11-07
NJ	RA	APPROVED	2009-02-02

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2016-09-08
FL RA
APPROVED

Since 2014-11-07
NJ RA
APPROVED

Since 2009-02-02

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

7301 Wiles Rd [Satellite], Coral Springs, FL 33067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Huntington	NY	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Huntington, NY

Other Businesses

ALBANO SECURITIES INC.; INV RELATED; MELVILLE, NY; RENT/EXPENSES FOR OFFICE; OWNER/PRESIDENT; START 4/1/08; 1 HR MONTH. - MUSICIAN; NOT INV RELATED; NESCONSET, NY; 8 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. FMRG HOLDINGS LLC, INV RELATED, MELVILLE, NY, 100% OWNER, START 6/15/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, COLLECT RENT AND PAY BILLS.; TNI MAIN ST, INV RELATED, FARMINGDALE, NY, 11.11% PROFIT PARTICIPATION, START: 5/3/2019, 1 HR/MONTH, 0 HRS DURING TRADING, ORGANIZE AND PLAN MUSIC FOR VENUE.; NV MAIN ST (DBA 317 MAIN ST), INV RELATED, FARMINGDALE, NY, 11.11% PROFIT PARTICIPATION, START: 5/3/2019, 1 HR/MONTH, 0 HRS DURING TRADING, ORGANIZE AND PLAN MUSIC FOR VENUE.; TRUSTEE FOR PARENTS TRUST, INV RELATED, DIX HILLS, NY, START: 9/21/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR UNCLE'S TRUST, INV RELATED, DIX HILLS, NY, START: 9/24/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-31
S63	Uniform Securities Agent State Law Examination	1991-08-30

S66 Uniform Combined State Law Examination

2009-01-31
S63 Uniform Securities Agent State Law Examination

1991-08-30

Other Names

Francesco Albano

View on SEC IAPD