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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-18
FL RA APPROVED 1991-10-16
  • TX RA
    APPROVED_RES
    Since 2011-04-18
  • FL RA
    APPROVED
    Since 1991-10-16

Branch Locations

10050 Nw 1St Ct, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plantation FL 09/2005 03/2020
Ameriprise Financial Services, Llc Plantation FL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1620 NW 86th Terrace, , Plantation, FL, 33322; Investment-Related; 02/26/2020 / Commercial; 10050 NW 1st Court, , Plantation, FL, 33324; Investment-Related; 09/23/2021 / Multi-Family; 1801 SE 17th St. , , Fort Lauderdale, FL, 33316; Not Investment-Related; 01/15/2026. Business Ownership; RegTom LLC; Owner; Owns the professional RE for current office for Glades Wealth Partners; 11100 SW #* Dr, , Davie, FL, 3328; Not Investment-Related; 01/11/2023; 0 hours per month; 0 during trading hours / Thomas H Harbour, LLC; Owner; Used to run office expenses through.; 11100 SW 38th Drive, Davie FL 33328, ,; Not Investment-Related; 07/17/2006; 0 hours per month; 0 during trading hours. Outside Employment; Franchise Consultant Ameriprise; Franchise Consultant - I coach other Franchise Advisors; ; 8751 West Broward Blvd., Suite 206, , Plantation, FL, 33324; Not Investment-Related; 12/11/2007; 10 to 19 hours per month; 10 to 19 during trading hours / RegTom LLC; Owner; Manage advisory business; 11100 SW 38 Dr, , Davie, FL, 33328; Investment-Related; 01/11/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Jack-Ash, LLC; The purpose of the LLC is to own a Boat.; 11100 SW 38 Dr, , Davie, FL, 33328; Not Investment-Related; 12/01/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-29
  • S63 Uniform Securities Agent State Law Examination
    1993-03-29

View on SEC IAPD

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