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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-31 |
Branch Locations
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 06/2021 |
| J.P. Morgan Securities Llc | Miami | FL | 06/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 06/2021 | Present |
Entity Name: RENTAL PROPERTY Investment related: Y Address: Miami, FL 33183 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2017 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: RENTAL PROPERTY; INV. RELATED; MIAMI, FL; CO-OWNER; START DATE 10/1/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-30 |
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